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The Role of the Compliance Officer - for DFSA regulated firms
This seminar is designed for those individuals who have been, or are about to be, appointed to the role of the Compliance Officer.
The Compliance Officer plays a key role in assisting the Directors and Senior Management in managing the regulatory compliance risks to the business.
This session introduces the main tasks and challenges facing the Compliance Officer and explores ways of successfully completing them.
Course Highlights
- Workshop style training course
- Interactive learning environment
- Maximum of 16 attendees per course
- Taught by a trainer with 12 years of relevant experience
- Real-life examples used
- Constitutes 3 hours of learning for the SII CPD scheme
